Links in “Compliance Tips”
- 4 Fraud-Fighting Tactics
Four approaches to balance fraud prevention with the need to retain ease of use for customers. [8/12]
- Auto Lending Trip Wires That Can Trigger an Examination
If your financial institution is an auto lender, here are a few major trip wires that could trigger examiners to investigate you. [8/9]
- Practicing Safe SAFE Act-ing for the Small Institution
A look at the puzzling small institution exemption in the SAFE Act. [8/8]
- Mistakes Happen: Handling Errors in Remittance Transfers
Breaking down the procedures for what to do when a person notiï¬es your institution of an error in a remittance transfer. [8/8]
- The Most Common Website Compliance Mistakes
While there are a multitude of compliance issues that arise on the average financial institutionâs website, here are the most common website compliance mistakes. [8/7]
- Going Toe-to-Toe with Your Examiner
Itâs no surprise that there will be times that you will not agree with your examiner or his/her examination report. How can you ensure that you are responding effectively to your examination process? Here are steps you can take to manage the examination process and what to do when you disagree with the exam results. [8/6]
- It May Be All about the Money
Probably the most important task a credit union board can undertake is the selection of a new CEO. Â This article identifies five questions the board should consider when evaluating a compensation package that will enable them to attract and retain the talent they need. [8/6]
- High-level Overview of New Mortgage Lending Rules
Although the ongoing tweaks to these rules make it a moving target, the new consumer residential mortgage lending rules require board and management attention sooner than later so that they can be implemented. [8/1]
- Can an Institution Take a Garnishment Fee If It Creates a Negative Balance?
Short answer: no. But there is a short window of time when the financial institution may collect the garnishment fee if funds are deposited to the account. [7/31]
- Webinar Looks at Compliance Solution for Banks
45-minute webinar gives live peek at AffirmX's cloud-leveraging compliance solution for banks. Next demo is 8/1 at 1:30 Eastern. See what all the fuss is about. [7/30]
